Applications and Forms

Use the applications and forms below to open new Mackenzie Investments accounts, transfer assets from other institutions and other tasks. You may request printed copies of these forms by contacting Client Relations at 1‑800‑387‑0614 or at service@mackenzieinvestments.com.

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Non-Registered

Account opening

• Multi-Plan Application
• RC518 Declaration of Tax Residence for Individuals
• RC519 Declaration of Tax Residence for Entities
• Tax Residency Confirmation Form (Foreign account tax compliance act (FATCA) and common reporting standard (CRS))

Transfers/Withdrawals

• Transfer Authorization for Registered & Non-registered Accounts

Other

• Assignment of Securities Application

Registered Plans (Savings and Income)

Account opening

• Multi-Plan Application

Transfers/Withdrawals

• Transfer Authorization for Registered & Non-registered Accounts
• T2033 – Direct Transfer from an RRSP, RRIF, RPP, SPP Form
• T2030 – Direct Transfer from an RRSP, RRIF Form
• T2220 – Transfer from an RRSP or RRIF on Marriage Breakdown
• LLP – Lifelong Learning Plan (LLP) Request to Withdraw Funds from an RRSP Form
• T1036 – Home Buyer's Plan Request to Withdraw Funds from an RRSP Form
• RC 720 - Transfer from your RRSP to your FHSA
• Manitoba Prescribed Registered Retirement Income Fund Contract (PRIF) Transfer Form
• T3012A – Tax Deduction Waiver Form

Locked-in plans

• Newfoundland and Labrador LIRA, LIF or LRIF Statutory declaration of non-residency
• Spousal Consent to Transfer to a Life Income Fund (LIF) Locked-in Retirement Income Fund (LRIF) – Newfoundland
• Spousal consent to transfer to a Life Income Fund (LIF) – Ontario
• Locked-In Plans Addenda

Help guides

• RRSP Investor Help Guide
• Locked-in plans – Advisor Help Guide

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Tax Free Savings Account (TFSA)

Account opening

• Tax-Free Savings Account Application

Transfers/Withdrawals

• Transfer Authorization for Registered & Non-registered Accounts

Help guides

• TFSA Investor Help Guide

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First Home Savings Account (FHSA)

Account opening

• First Home Savings Account Application

Transfers/Withdrawals

• Transfer Authorization for Registered & Non-registered Accounts
• RC 720 - Transfer from your RRSP to your FHSA
• RC 725 - Request to Make a Qualifying Withdrawal from your FHSA

Help guides

• FHSA Investor Help Guide

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Registered Education Savings Plan (RESP)

Account opening

• RESP – Individual Plan Application
• RESP – Family Plan Application
• Family RESP Add Beneficiary Form

Grants and bonds

• RESP Government Grant Application Form (SDE0093)
• Annex A – Additional Beneficiaries Application (SDE0093-A)
• Annex B – Primary Caregiver and/or Custodial Parent/Legal Guardian Application (SDE0093-B)
• Annex D – British Columbia Training and Education Savings Grant (BCTESG) (SDE 0093-D)
• CLB Application for Adult Beneficiaries (SDE0107)

Transfers/Withdrawals

• RESP Withdrawal Form
• Proof of Enrollment Guidelines
• RESP Verification of Enrollment
• RESP Transfer Form
• Tax Withholding Waiver on Accumulated Income Payments from RESPs
• Quebec Education Savings Incentive – Transfer between RESPs Form
• Rollover from a Registered Education Savings Plan to a Registered Disability Savings Plan

Other

• RESP Non-Financial Update Form

Help guides

• RESP Investor Help Guide

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Registered Disability Savings Plan (RDSP)

Account opening

• RDSP Application Form
• RDSP Holder Consent to Non-Holder Contributions Form
• Eligible Mackenzie funds for RDSP and commissions

Grants and bonds

• Canada Disability Savings Grant and/or Canada Disability Savings Bond Application Form (EMP5608)
• Annex A – Joint Holder Application for Canada Disability Savings Grant and/or Canada Disability Savings Bond (EMP5609)
• Annex B – Primary Caregiver Application for Canada Disability Savings Grant and/or Canada Disability Savings Bond (EMP5610)
• Revocation for Request for Canada Disability Savings Grants/Bonds Form

Transfers/Withdrawals

• RDSP Transfer Form (Transfer form 1/2 – client signature not required)
• Holder Consent to Registered Disability Savings Plan (RDSP) Transfer (Transfer form 2/2 – client signature required)
• RDSP Disability Assistance Payment and Preauthorized Chequing Form
• Rollover to RDSP Form

Other

• Specified Disability Savings Plan Election Form

Help guides

• RDSP Investor Help Guide

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Mackenzie Investments Group Plans Forms

Plan sponsor account opening

• Group Plan Sponsor Set Up Form
• Deferred Profit-Sharing Plan – Plan Sponsor Set Up Form
• Defined Contribution Registered Pension Plan (DCRPP) – Plan Sponsor Set Up Form

Account opening

• Group RRSP Member Application
• Group TFSA Member Application
• Defined Contribution Registered Pension Plan and Deferred Profit-Sharing Plan (DCRPP/DPSP) – Member Application Form

Other

• Group Plan Member Change Form

Transfers/Withdrawals

• Registered Transfer Authorization Form (TARI)

Help guides

• Group Plans Set-up Guide
• Administrative Guide
• Employer Guide - Mackenzie Group Plans – Employer Guide
• Plan Sponsor Guide - Capital Accumulation Plan (CAP) Guidelines

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Mackenzie Charitable Giving Program

Account opening

• Mackenzie Charitable Giving Program Application and Account Opening Form
• Mackenzie Charitable Giving Program Eligible Fund Code List

Transfers

• Mackenzie Charitable Giving Program Transfer of Securities Form
• Mackenzie Charitable Giving Program Transfer of Mackenzie Mutual Funds Form

Other

• Mackenzie Charitable Giving Program Change of Information Form
• Mackenzie Charitable Giving Program Donation Form

Help guides

• Advisor Help Guide – Mackenzie Charitable Giving Program
• Investor Help Guide – Mackenzie Charitable Giving Program

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Optional Services

Systematics

• Systematic Plans Instruction Form
• Systematic DSC to Fee-for-service Series Switching
• Dollar Cost Averaging (DCA) Enrollment Form
• Flexible Payout Service (FPS) Instruction Form
• Pre-Authorized Chequing (PAC) Agreement
• (Login Required) Mackenzie ARS – Client Agreement Form
• (Login Required) Amendment to the Mackenzie ARS Client Agreement Form
• Telephone Redemption Service (TRS) Application

Mackenzie Private Wealth Program

• Series PWX/PWX8 Investor Account Agreement Form (Investor signature required)
• Series PWX/PWX8 Disclosure Form (Financial Advisor signature required)
• Account Linking Form (To be used for a single advisor)
• Account Linking Form (To be used for multiple advisors)

Series FB, FB5, PWFB, PWFB5 and Negotiated Trail

• Series FB, FB5, PWFB, PWFB5 Investor Form (where signature is required)
• Series FB and FB5 Amendment (where signature is required)
• Series FB, FB5, PWFB, PWFB5 Investor Form (where signature is not required)
• Series FB and FB5 Amendment (where signature is not required)
• (Login Required) Negotiated Trail Investor Form (Mackenzie Client Held)
• (Login Required) Negotiated Trail Investor Form (Nominee/Intermediary Account)

B2B Bank

• B2B Bank Investment Loan Application
• B2B Bank RRSP Loan Application
• B2B Bank TFSA Loan Application

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Offering Memorandum

Private Offering – Mackenzie Northleaf Private Credit Fund

• Subscription Agreement
• Redemption Request Form

Private Offering – Mackenzie Northleaf Global Private Equity Fund

• Subscription agreement 
• Redemption request form

Private Offering – Mackenzie Private Infrastructure Fund

• Subscription agreement
• Redemption request form

Private Offering – Mackenzie Greenchip Global Equity Fund

• Subscription Agreement Fundserv Trades
• Redemption Request Form – Dealer

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Commissions, trailing commissions, management fees and expenses all may be associated with mutual fund investments. Please read the prospectus before investing. Mutual funds are not guaranteed, their values change frequently and past performance may not be repeated.

The content of this web page (including facts, views, opinions, recommendations, descriptions of or references to, products or securities) is not to be used or construed as investment advice, as an offer to sell or the solicitation of an offer to buy, or an endorsement, recommendation or sponsorship of any entity or security cited. Although we endeavour to ensure its accuracy and completeness, we assume no responsibility for any reliance upon it.

This should not be construed as legal, tax or accounting advice.  This material has been prepared for information purposes only. The tax information provided in this document is general in nature and each client should consult with their own tax advisor, accountant and lawyer before pursuing any strategy described herein as each client’s individual circumstances are unique.  We have endeavored to ensure the accuracy of the information provided at the time that it was written, however, should the information in this document be incorrect or incomplete or should the law or its interpretation change after the date of this document, the advice provided may be incorrect or inappropriate.  There should be no expectation that the information will be updated, supplemented or revised whether as a result of new information, changing circumstances, future events or otherwise.  We are not responsible for errors contained in this document or to anyone who relies on the information contained in this document.  Please consult your own legal and tax advisor.

Mackenzie developed the Mackenzie Charitable Giving Program with the Strategic Charitable Giving Foundation, a registered Canadian charity. Donations under the program are irrevocable and vest with the Foundation. The information is general in nature and is not intended to be professional tax advice. Each donor’s situation is unique and advice should be received from a financial advisor. Please read the program guide for complete program details, including fees and expenses, before donating. 

This material is not intended to constitute an offer of units of Mackenzie Northleaf Private Credit Fund (the “MNPC Fund”). The information contained herein is qualified in its entirety by reference to the Offering Memorandum of the MNPC Fund. Units of the MNPC Fund are generally only available to “accredited investors” (as defined in NI 45-106).